Public Filing and Compliance Execution
Running a public company adds significant demands on your time and presents a myriad of compliance challenges. Eventus can take ownership and responsibility for the complicated world of regulatory reporting and compliance for both U.S. and Canadian public companies so that you are free to focus on what you do best: growing your business.
Eventus brings the steadiness, structure, and foresight required to operate confidently in a public-company environment. We build disciplined reporting frameworks, establish predictable processes, and provide the calm, experienced oversight that keeps your filings on track - even as complexity grows. With Eventus, you gain a partner who ensures every decision, disclosure, and deadline is supported by preparation, clarity, and long-term strategic vision. Our experience covers the full scope of requirements and compliance issues your company is likely to encounter.
Our experience covers the full scope of requirements and compliance issues your company is likely to encounter including:
- Preparation of financial statements in compliance with U.S. GAAP, IFRS and PCAOB standards
- Supporting issuers for annual financial statement audits and quarterly or semi-annual reviews
- Planning and managing SEC reporting timelines
Preparing for timely completion of all issuer Exchange Act filings including, but not limited to, Forms 10-K, 10-Q, 8-K, 20-F and 6-K, as applicable
Preparing corporate governance and internal control processes required for issuer compliance
- Drafting and managing the completion of any technical memos required by the independent auditor
- Interfacing and coordinating with the issuer and the independent auditor on audit requests and preparing workpapers, as needed
- In conjunction with securities counsel, assisting in the preparation of registration statements under the Securities Act and any amendments to such, as well as address any financial statement comments from the SEC on any such submission toward final effectiveness
- On-demand support for special compliance projects
- Additional technical accounting, external financial reporting and SEC compliance leadership, as needed and requested, to support the issuer’s continued growth and compliance needs
The planning for a traditional IPO, the audit preparation, the preparation and filing of a registration statement, as well as the continuing reporting requirements under the Securities Exchange Act of 1934 are intense and time-consuming and require many parties to work together collaboratively. We understand the entire process and have the expertise to work with you every step of the way and to seamlessly interact with your securities counsel and auditors so that you can continue to focus on your daily operations.
The Jumpstart Our Business Startup Act (JOBS) of 2012 significantly increased the limit on capital raises and reduced the burden and cost of compliance and reporting under Regulation A. We would be happy to walk you through the resulting “Regulation A+”, which provides different kinds of compliance issues with less initial and ongoing expense compared to a traditional IPO.
Unlike a reverse-merger, a direct-listing can be highly appealing as an alternative to an IPO. If this path is right for you, our expertise with the required filings and coordination with securities counsel and auditors can make this process as cost- effective and efficient as possible.
Whether you’re a SPAC sponsor or company seeking a merger with a SPAC, this has been a very viable public markets strategy for decades. We have a team of financial reporting and technical accounting experts dedicated to supporting sponsors with preparedness as they create their SPAC entity and head towards an IPO or for companies as they prepare to merge with a SPAC. We efficiently and cost effectively handle all of the financial statement preparation and auditor interface needs for our clients to ensure that they can focus on their strategy.
Strong internal controls and SOX compliance programs are critical to financial integrity, operational discipline, and stakeholder confidence. Our team partners with management and audit committees to design, assess, and enhance control environments aligned with COSO principles, SEC expectations, and evolving regulatory standards. We bring deep expertise across business process controls, IT general controls (ITGCs), risk assessments, segregation of duties, and entity-level controls, helping organizations build scalable frameworks that support both compliance and operational efficiency. Whether preparing for an IPO, remediating material weaknesses, or optimizing an existing compliance program, we combine Big Four-level technical rigor with a practical advisory approach to streamline documentation, strengthen testing processes, and implement sustainable controls that reduce compliance burden while improving governance, audit readiness, and long-term enterprise value.